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Registration Services  

We offer registration services across Canada from British Columbia to the Maritimes.

Our bilingual staff will take care of all of your registration needs in Quebec.

We offer registration services for all categories of registration:

    • Exempt Market Dealers
    • Portfolio Managers
    • Mutual Fund Dealers
    • Investment Dealers
    • Investment Fund Managers
    • Commodity Futures

The following are some of the services we provide:

    • New firm registrations for all categories
    • Individual registrations and suitability reviews
    • Notification to the regulators of material changes
    • Registration in additional jurisdictions
    • Yearly renewals
    • All National Registration Database (NRD) filings
    • Exemption applications for firms and individuals

We source Agents for Service and help you incorporate for Extra-Provincial registrations.

Contact us for a free consultation and see how we can service your needs.


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Tel: (416) 879-5210
Email: wcompliance@rogers.com
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